{"schema_version":"alpha-profile-public-v1","slug":"daniel-p-penberthy","canonical_url":"https://registry.alpha.ac/people/daniel-p-penberthy","as_of":"2026-09-22T05:15:19.225736+00:00","published_at":"2026-09-02T04:20:44.357425+00:00","last_reviewed_at":"2026-05-16T07:25:39.61+00:00","identity":{"display_name":"Daniel P. Penberthy","headshot_url":null,"headshot_media":null,"profile_kind":"executive","role_tags":["executive"],"current_role":null,"photo_match":null},"assurance":{"is_claimed":false,"status":"unverified","assurance_level":null,"method":null,"verified_at":null,"expires_at":null},"claiming":{"eligible":true,"label":"Is this you? Claim your Alpha Profile","claim_url":"https://terminal.alpha.ac/claim-profile?person=daniel-p-penberthy","suggest_edit_label":"Suggest an edit","suggest_edit_url":"https://terminal.alpha.ac/claim-profile?person=daniel-p-penberthy&mode=suggest","canonical_record_will_be_reused":true,"canonical_facts_owner_controlled":false},"presentation":{"schema_version":"alpha-profile-presentation-v1","state":"alpha_editorial","version":0,"published_at":null,"headline":null,"headline_evidence":null,"location":null,"photo":null,"cover":null,"about":["Served as President and CEO of Rand since December 2021. Previously served as Treasurer and CFO from August 1997 to December 2021 and EVP from 2002 to December 2021. Began accounting career in 1985 with KPMG and held various accounting roles from 1990-1997."],"links":[],"sources":[],"featured":[],"competencies":[],"board_preferences":null,"board_service":[],"experience":[],"education":[],"credentials":[],"section_order":null,"hidden_sections":[],"limitations":["Presentation fields do not alter independently verified Alpha Profile facts.","Owner-supplied résumé records retain their field-level evidence state.","Only confirmed company_person_roles with public evidence. Website governed_site_fallback rows are not invented. about/links are stored people.profile_summary/bio and linkedin_url only. Dates stay undisclosed when the role has no start_date. SoFi Bank is not SoFi Technologies."]},"presentation_authority":"confirmed_company_person_roles","roles":[],"claims":[{"claim_type":"ai_ml_experience","claim_value":false,"claim_text":"Executive extraction classified AI/ML experience for Daniel P. Penberthy as false.","claim_state":"verified","valid_from":null,"valid_to":null,"confidence":0.72,"source_tier":3,"verification_status":"confirmed","last_reviewed_at":"2026-05-16T07:25:39.894913+00:00","version":1,"evidence":[{"source_name":"SEC EDGAR","document_title":"RAND DEF 14A executive officers","source_type":"sec_filing","source_tier":3,"source_url":"https://www.sec.gov/Archives/edgar/data/81955/000149315226010075/formdef14a.htm","published_at":"2026-03-13T00:00:00+00:00","last_checked_at":"2026-05-16T07:25:39.71698+00:00","relation":"supports","excerpt_locator":null}]},{"claim_type":"cybersecurity_experience","claim_value":false,"claim_text":"Executive extraction classified cybersecurity experience for Daniel P. Penberthy as false.","claim_state":"verified","valid_from":null,"valid_to":null,"confidence":0.72,"source_tier":3,"verification_status":"confirmed","last_reviewed_at":"2026-05-16T07:25:39.936668+00:00","version":1,"evidence":[{"source_name":"SEC EDGAR","document_title":"RAND DEF 14A executive officers","source_type":"sec_filing","source_tier":3,"source_url":"https://www.sec.gov/Archives/edgar/data/81955/000149315226010075/formdef14a.htm","published_at":"2026-03-13T00:00:00+00:00","last_checked_at":"2026-05-16T07:25:39.71698+00:00","relation":"supports","excerpt_locator":null}]},{"claim_type":"executive_company","claim_value":"RAND CAPITAL CORP","claim_text":"Daniel P. Penberthy is associated with RAND CAPITAL CORP.","claim_state":"verified","valid_from":"2026-03-13","valid_to":null,"confidence":0.94,"source_tier":3,"verification_status":"confirmed","last_reviewed_at":"2026-05-16T07:25:39.874782+00:00","version":1,"evidence":[{"source_name":"SEC EDGAR","document_title":"RAND DEF 14A executive officers","source_type":"sec_filing","source_tier":3,"source_url":"https://www.sec.gov/Archives/edgar/data/81955/000149315226010075/formdef14a.htm","published_at":"2026-03-13T00:00:00+00:00","last_checked_at":"2026-05-16T07:25:39.71698+00:00","relation":"supports","excerpt_locator":null}]},{"claim_type":"executive_title","claim_value":"President and Chief Executive Officer","claim_text":"Daniel P. Penberthy is listed as President and Chief Executive Officer at RAND CAPITAL CORP.","claim_state":"verified","valid_from":"2026-03-13","valid_to":null,"confidence":0.94,"source_tier":3,"verification_status":"confirmed","last_reviewed_at":"2026-05-16T07:25:39.852803+00:00","version":1,"evidence":[{"source_name":"SEC EDGAR","document_title":"RAND DEF 14A executive officers","source_type":"sec_filing","source_tier":3,"source_url":"https://www.sec.gov/Archives/edgar/data/81955/000149315226010075/formdef14a.htm","published_at":"2026-03-13T00:00:00+00:00","last_checked_at":"2026-05-16T07:25:39.71698+00:00","relation":"supports","excerpt_locator":null}]},{"claim_type":"other_company_role","claim_value":{"role":"President and co-Chief Executive Officer","company":"RCM"},"claim_text":"Daniel P. Penberthy is also linked to RCM as President and co-Chief Executive Officer.","claim_state":"verified","valid_from":null,"valid_to":null,"confidence":0.7,"source_tier":3,"verification_status":"confirmed","last_reviewed_at":"2026-05-16T07:25:39.974981+00:00","version":1,"evidence":[{"source_name":"SEC EDGAR","document_title":"RAND DEF 14A executive officers","source_type":"sec_filing","source_tier":3,"source_url":"https://www.sec.gov/Archives/edgar/data/81955/000149315226010075/formdef14a.htm","published_at":"2026-03-13T00:00:00+00:00","last_checked_at":"2026-05-16T07:25:39.71698+00:00","relation":"supports","excerpt_locator":null}]},{"claim_type":"technology_background","claim_value":false,"claim_text":"Executive extraction classified technology background for Daniel P. Penberthy as false.","claim_state":"verified","valid_from":null,"valid_to":null,"confidence":0.72,"source_tier":3,"verification_status":"confirmed","last_reviewed_at":"2026-05-16T07:25:39.914427+00:00","version":1,"evidence":[{"source_name":"SEC EDGAR","document_title":"RAND DEF 14A executive officers","source_type":"sec_filing","source_tier":3,"source_url":"https://www.sec.gov/Archives/edgar/data/81955/000149315226010075/formdef14a.htm","published_at":"2026-03-13T00:00:00+00:00","last_checked_at":"2026-05-16T07:25:39.71698+00:00","relation":"supports","excerpt_locator":null}]}],"network":{"schema_version":"alpha-profile-network-public-v1","relationships":[],"relationship_pathfinding":false,"authentication_prompt":"Sign in to see how you're connected.","limitations":["Representative factual associations only.","Shared contexts do not assert personal acquaintance.","Anonymous graph traversal is not available."]},"permissions":{"classification":"open_public_projection","public_retrieval":true,"agent_retrieval":true,"redistribution":false,"model_training":false,"relationship_pathfinding":false,"direct_contact":false},"limitations":["Only permissioned public claims and evidence are included.","Absence of a claim is not evidence that the underlying fact is false.","Public retrieval does not grant model-training or redistribution rights.","Private relationships and Council activity are excluded."],"structured_data":{"@context":"https://schema.org","@type":"ProfilePage","@id":"https://registry.alpha.ac/people/daniel-p-penberthy#profile","url":"https://registry.alpha.ac/people/daniel-p-penberthy","dateModified":"2026-05-16T07:25:39.61+00:00","mainEntity":{"@type":"Person","@id":"https://registry.alpha.ac/people/daniel-p-penberthy#person","name":"Daniel P. Penberthy","url":"https://registry.alpha.ac/people/daniel-p-penberthy"},"isBasedOn":[{"@type":"CreativeWork","url":"https://www.sec.gov/Archives/edgar/data/81955/000149315226010075/formdef14a.htm","name":"RAND DEF 14A executive officers"}],"mainEntityOfPage":"https://registry.alpha.ac/people/daniel-p-penberthy"},"trust":{"schema_version":"alpha-profile-trust-v1","verification":{"schema_version":"alpha-verification-states-v1","state":"source_reported","identity_ownership":"unclaimed","assurance_level":null,"claim_state_counts":{"source_reported":6,"corroborated":0,"alpha_verified":0,"disputed":0,"superseded":0},"derivation":"claim_states+identity_ownership","summary":"Published claims are reported by public sources; none is Alpha verified. Profile ownership is unclaimed."},"aggregation":{"schema_version":"alpha-claim-aggregation-v1","published_claim_count":6,"under_review_claim_count":0,"owner_supplied_claim_count":0,"evidence_record_count":1,"distinct_source_count":1,"conflicts":[],"conflict_count":0,"headline_conflict_count":0,"internal_review_conflict_count":0,"contradiction_types":[],"headline_conflict_types":[],"verification":{"schema_version":"alpha-verification-states-v1","state":"source_reported","identity_ownership":"unclaimed","assurance_level":null,"claim_state_counts":{"source_reported":6,"corroborated":0,"alpha_verified":0,"disputed":0,"superseded":0},"derivation":"claim_states+identity_ownership","summary":"Published claims are reported by public sources; none is Alpha verified. Profile ownership is unclaimed."},"coverage":{"schema_version":"alpha-coverage-metric-v1","published_claims":6,"corroborated_claims":0,"sources":1,"distinct_sources":1,"role_claims":0,"last_reviewed_at":"2026-05-16T07:25:39.61+00:00","observed_at":"2026-09-22T05:15:19.225736+00:00","freshness_days":129}},"rights":{"public_retrieval":"allowed","agent_retrieval":"allowed","redistribution":"not_granted","model_training":"not_granted","commercial_use":"not_specified","relationship_pathfinding":"not_granted","direct_contact":"not_granted"}},"projection":{"schema_version":"alpha-profile-projection-v5","entity":{"kind":"person","slug":"daniel-p-penberthy","canonical_url":"https://registry.alpha.ac/people/daniel-p-penberthy"},"publication":{"published_at":"2026-09-02T04:20:44.357425+00:00","last_reviewed_at":"2026-05-16T07:25:39.61+00:00","as_of":"2026-09-22T05:15:19.225736+00:00"},"representations":{"html":{"href":"https://registry.alpha.ac/people/daniel-p-penberthy","media_type":"text/html"},"json":{"href":"https://registry.alpha.ac/api/public/profiles/daniel-p-penberthy","media_type":"application/json"},"markdown":{"href":"https://registry.alpha.ac/people/daniel-p-penberthy.md","media_type":"text/markdown"},"structured_data":{"embedded":true,"media_type":"application/ld+json"},"share_image":null},"permissions":{"public_retrieval":true,"agent_retrieval":true,"redistribution":false,"model_training":false,"relationship_pathfinding":false,"direct_contact":false}}}